Transfer of securities. Is LEI necessary? - Transfer of securities
As of 3 January 2018, LEIs are mandatory for all companies who wish to continue trading in securities.

News – Transfer of securities

What are the MiFID II and EMIR and why do they matter?

The MiFID is the Markets in Financial Instruments Directive and has been in force across the EU since late 2007. The MiFID sets out: Conduct requirements for businesses and investment firms; Authorisation requirements for regulated markets; Regulatory reporting to avoid market abuse; Trade transparency obligations for shares; and Rules regarding the admission of financial instruments to trading. […]